DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D•••• D••••••

N••••••• A•••• M••••••••• L•••asset managerDallas, TxIA-onlyIAPD 2477893

Feed of 09/14/2026

Also filed as J•••• D••••••

At current firm

15 y

since May 24, 2011

In the industry

33 y

since Apr 1, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••• R••• E••••• A••••••• X• L••• asset manager current
since Nov 22, 2021 · Dallas, Tx
N••••••• R••• E••••• A••••••• V••• L••• asset manager current
since Jan 14, 2020 · Dallas, Tx
N••••••• A•••••••• L••• asset manager current
since May 18, 2012 · Dallas, Tx
N••••••• A•••• M••••••••• L••• asset manager current
since May 24, 2011 · Dallas, Tx
N••••••• R••• E••••• A••••••• I•• L••• former
Dec 4, 2017 to Sep 18, 2018 · Dallas, Tx
N••••••• R••• E••••• A•••••••• L••• former
Dec 22, 2014 to Jul 8, 2016 · Dallas, Tx
H••••••• C•••••• H••••••••• A•••••••• L••• former
May 24, 2011 to Feb 6, 2018 · Dallas, Tx
T••••••• C•••••• M••••••••• L••• former
May 24, 2011 to Dec 1, 2014 · Dallas, Tx
A••• C•••••• M••••••••• L••• former
May 24, 2011 to Dec 31, 2018 · Dallas, Tx
P••••••• M••••••••• A•••••••• L••• unclassified
Jun 13, 2006 to Jul 24, 2006 · Dallas, Tx
H••••••• C•••••• M••••••••• L••• former
Jul 15, 1998 to Oct 30, 2020 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

H••••••• C•••••• M••••••••• L••• to P••••••• M••••••••• A•••••••• L•••
left Oct 30, 2020, registered Jun 13, 2006 (-5253 days) · Other
A••• C•••••• M••••••••• L••• to N••••••• A•••• M••••••••• L•••
left Dec 31, 2018, registered May 24, 2011 (-2778 days) · Other
N••••••• R••• E••••• A••••••• I•• L••• to N••••••• R••• E••••• A••••••• V••• L•••
left Sep 18, 2018, registered Jan 14, 2020 (483 days) · Other
H••••••• C•••••• H••••••••• A•••••••• L••• to A••• C•••••• M••••••••• L•••
left Feb 6, 2018, registered May 24, 2011 (-2450 days) · Other
N••••••• R••• E••••• A•••••••• L••• to N••••••• R••• E••••• A••••••• I•• L•••
left Jul 8, 2016, registered Dec 4, 2017 (514 days) · channel change inside one enterprise, not a move
T••••••• C•••••• M••••••••• L••• to H••••••• C•••••• H••••••••• A•••••••• L•••
left Dec 1, 2014, registered May 24, 2011 (-1287 days) · Other
P••••••• M••••••••• A•••••••• L••• to T••••••• C•••••• M••••••••• L•••
left Jul 24, 2006, registered May 24, 2011 (1765 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address