RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•• M••••• B••••
- A••••••••• I••••••••• A••••••• mixed wealth currentsince Aug 1, 2024 · Nashville, Il
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 21, 2016 to Aug 28, 2024 · Rockford, Il
- N•• A•••••• S•••••••• L•• formerJul 11, 2006 to Sep 22, 2016 · Rockford, Il
- K••••• A••••••• S•••••••• L•• to A••••••••• I••••••••• A•••••••left Aug 28, 2024, registered Aug 1, 2024 (-27 days) · Affiliated broker-dealer or bank to independent RIA
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 21, 2016 (-154 days) · corporate re-registration, not a move
- N•• M••••• B•••• left K••••• A••••••• S•••••••• L•• for A••••••••• I••••••••• A••••••• (registered 2024-08-01)Aug 28, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address