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Registered advisor
J••• R••••• T•••••
Feed of 09/14/2026
Also filed as Jt T•••••
At current firm
7 y
since Jul 19, 2019
In the industry
32 y
since Apr 28, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 19, 2019 · Ogden, Ut
- O•••• W•••••• I••• BD affiliatedApr 4, 2007 to Jul 23, 2019 · Ogden, Ut
- P•••• S••••••••• L•• no RAUMApr 3, 2000 to Feb 2, 2007 · Ogden, Ut
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Jul 23, 2019, registered Jul 19, 2019 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to O•••• W•••••• I•••left Feb 2, 2007, registered Apr 4, 2007 (61 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address