RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• D••••• B•••••
- V••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 17, 2019 · Lake Mary, Fl
- S••••• I••••••••• M••••••••• L•• independent RIANov 15, 2018 to Feb 6, 2019 · Lake Mary, Fl
- H••••• I••••••••• M••••••••• L•• independent RIAJul 12, 2013 to Oct 24, 2018 · Lake Mary, Fl
- R•••• F••• M••••••••• L•• independent RIAJul 28, 2011 to Dec 6, 2012 · Lady Lake, Fl
- X••••• I••• unclassifiedApr 29, 2005 to Aug 23, 2012 · Longwood, Fl
- S••••• I••••••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Feb 6, 2019, registered Jun 17, 2019 (131 days) · RIA to RIA
- H••••• I••••••••• M••••••••• L•• to S••••• I••••••••• M••••••••• L••left Oct 24, 2018, registered Nov 15, 2018 (22 days) · RIA to RIA
- R•••• F••• M••••••••• L•• to H••••• I••••••••• M••••••••• L••left Dec 6, 2012, registered Jul 12, 2013 (218 days) · Other
- X••••• I••• to R•••• F••• M••••••••• L••left Aug 23, 2012, registered Jul 28, 2011 (-392 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address