DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Curtis Brownfield
Feed of 09/14/2026
Also filed as James Brownfield
At current firm
10 y
since May 5, 2016
In the industry
19 y
since May 31, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Central States Capital Markets, LLC former currentsince May 5, 2016 · Prairie Village, Ks
- Commerce Wealth Advisers, LLC formerJan 3, 2008 to Dec 21, 2011 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Commerce Wealth Advisers, LLC to Central States Capital Markets, LLCleft Dec 21, 2011, registered May 5, 2016 (1597 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address