RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• W••••••
- C••• P•••••• W••••• A•••••••• I••• BD affiliated currentsince Aug 11, 2021 · Dallas, Tx
- H••••••••• A•••• M••••••••• L• unclassifiedFeb 12, 2007 to Sep 1, 2009 · Dallas, Tx
- H••••••••• A•••••••• L••••• unclassifiedJan 26, 2007 to Sep 1, 2009 · Dallas, Tx
- H••••••••• A•••••••• L••••• unclassifiedMay 21, 2003 to Dec 31, 2006 · Dallas, Tx
- R•••• A•••• M••••••••• C••••••••• unclassifiedJan 2, 1996 to Dec 4, 2003 · Dallas, Tx
- H••••••••• A•••••••• L••••• to H••••••••• A•••• M••••••••• L•left Sep 1, 2009, registered Feb 12, 2007 (-932 days) · Other
- H••••••••• A•••• M••••••••• L• to C••• P•••••• W••••• A•••••••• I•••left Sep 1, 2009, registered Aug 11, 2021 (4362 days) · Other
- R•••• A•••• M••••••••• C••••••••• to H••••••••• A•••••••• L•••••left Dec 4, 2003, registered May 21, 2003 (-197 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address