RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A••••• M••••
- M•••• M•••• M••••••••• state registered currentsince Jun 13, 2018 · Valencia, Ca
- S•••••••• I••••••••• I••• formerJan 2, 2013 to Oct 1, 2015 · Dayton, Oh
- S•••• S••••••••• I•• unclassifiedJan 7, 2011 to Dec 31, 2012 · Santa Clarito, Ca
- A•••••• A••••••• S••••••• formerJul 29, 2010 to Dec 31, 2010 · Valencia, Ca
- S•••••••• I••••••••• I••• to M•••• M•••• M•••••••••left Oct 1, 2015, registered Jun 13, 2018 (986 days) · Other
- S•••• S••••••••• I•• to S•••••••• I••••••••• I•••left Dec 31, 2012, registered Jan 2, 2013 (2 days) · Other
- A•••••• A••••••• S••••••• to S•••• S••••••••• I••left Dec 31, 2010, registered Jan 7, 2011 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address