RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•••••••• R•••••••
- A•• W••••• M••••••••• L•• state registered currentsince Mar 19, 2025 · Watkinsville, Ga
- A•••••• A••••••• S••••••• formerJan 9, 2015 to Nov 15, 2017 · Lawrenceville, Ga
- Q•••• C•••••• S••••••••• I••• formerApr 23, 2012 to Dec 18, 2014 · Spring, Tx
- M••••••••• I••••••••• I••• unclassifiedJun 7, 2006 to Jan 5, 2010 · Spring, Tx
- A•••••• A••••••• S••••••• to A•• W••••• M••••••••• L••left Nov 15, 2017, registered Mar 19, 2025 (2681 days) · Other
- Q•••• C•••••• S••••••••• I••• to A•••••• A••••••• S•••••••left Dec 18, 2014, registered Jan 9, 2015 (22 days) · Other
- M••••••••• I••••••••• I••• to Q•••• C•••••• S••••••••• I•••left Jan 5, 2010, registered Apr 23, 2012 (839 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address