RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• S•••• G•••••••
- C•••••• A••••••• S•••••••• I•• independent RIA currentsince Aug 27, 2026 · Ellensburg, Wa
- D••••••• P•••••••• M••••••••• I••• independent RIAJan 2, 2026 to Sep 10, 2026 · Wenatchee, Wa
- D••••••• P•••••••• M••••••••• I••• independent RIAJan 25, 2018 to Dec 31, 2025 · Wenatchee, Wa
- K•• F•••••••• S•••••••• I•• formerJan 24, 2012 to Dec 31, 2017 · Seattle, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerFeb 23, 2004 to Jan 23, 2012 · Wenatchee, Wa
- D••••••• P•••••••• M••••••••• I••• to C•••••• A••••••• S•••••••• I••left Sep 10, 2026, registered Aug 27, 2026 (-14 days) · RIA to RIA
- K•• F•••••••• S•••••••• I•• to D••••••• P•••••••• M••••••••• I•••left Dec 31, 2017, registered Jan 25, 2018 (25 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to K•• F•••••••• S•••••••• I••left Jan 23, 2012, registered Jan 24, 2012 (1 days) · Other
- D••• S•••• G••••••• left D••••••• P•••••••• M••••••••• I••• for C•••••• A••••••• S•••••••• I•• (registered 2026-08-27)Sep 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address