RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• S•• R••••••••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Jan 2, 2021 · Towson, Md
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedApr 21, 2003 to Aug 7, 2006 · Baltimore , Md
- 1•• G••••• A••••••• I•• formerNov 22, 2002 to May 1, 2003 · Bel Air, Md
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 22, 2002 to Nov 26, 2002 · Baltimore, Md
- T••••••••• F•••••••• A•••••••• L•• to F••••••• F•••••••• S••••••••• L••left Aug 7, 2006, registered Jan 2, 2021 (5262 days) · Other
- 1•• G••••• A••••••• I•• to T••••••••• F•••••••• A•••••••• L••left May 1, 2003, registered Apr 21, 2003 (-10 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to 1•• G••••• A••••••• I••left Nov 26, 2002, registered Nov 22, 2002 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address