DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew James Paladino
Feed of 09/14/2026
At current firm
16 y
since Sep 22, 2009
In the industry
32 y
since Apr 1, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
22
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- USA Financial Securities LLC independent RIA currentsince Sep 22, 2009 · Timonium, Md
- Equitable Advisors, LLC national BDJun 1, 2005 to Jul 31, 2006 · Timonium, Md
- Trusted Securities Advisors Corp. unclassifiedMar 8, 2002 to Dec 31, 2002 · Timonium, Md
- Mony Securities Corporation unclassifiedMar 28, 2000 to Jun 1, 2005 · Timonium, Md
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to USA Financial Securities LLCleft Jul 31, 2006, registered Sep 22, 2009 (1149 days) · Other
- Mony Securities Corporation to Trusted Securities Advisors Corp.left Jun 1, 2005, registered Mar 8, 2002 (-1181 days) · Other
- Trusted Securities Advisors Corp. to Equitable Advisors, LLCleft Dec 31, 2002, registered Jun 1, 2005 (883 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address