DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Garrett William Kelley
Feed of 09/14/2026
At current firm
11 y
since Sep 24, 2014
In the industry
31 y
since Apr 19, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Sep 24, 2014 · Manhattan Beach, Ca
- Astor Investment Management LLC formerJan 6, 2014 to Aug 27, 2014 · Chicago, Il
- B. Riley Wealth Advisors, Inc. BD affiliatedJul 29, 2013 to Jan 8, 2014 · Manhattan Beach, Ca
- Astor Asset Management LLC formerMar 8, 2013 to Jul 15, 2013 · Manhattan Beach, Nj
- Waddell & Reed formerOct 5, 2012 to Nov 9, 2012 · Torrance, Ca
Moves
a registration end followed by a registration begin elsewhere
- Astor Investment Management LLC to Victory Capital Management Inc.left Aug 27, 2014, registered Sep 24, 2014 (28 days) · Other
- B. Riley Wealth Advisors, Inc. to Astor Investment Management LLCleft Jan 8, 2014, registered Jan 6, 2014 (-2 days) · Other
- Astor Asset Management LLC to B. Riley Wealth Advisors, Inc.left Jul 15, 2013, registered Jul 29, 2013 (14 days) · Other
- Waddell & Reed to Astor Asset Management LLCleft Nov 9, 2012, registered Mar 8, 2013 (119 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address