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Feed of 09/15/2026
Also filed as Jimi Kim
At current firm
16 y
since Nov 30, 2009
In the industry
32 y
since Jul 27, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 30, 2009 · Indianapolis, In
- I••••• F•••••••• C••••••••• formerApr 30, 2009 to Dec 1, 2009 · Indianapolis, In
- I••••••••• P••••••••• I••• formerApr 18, 2007 to May 1, 2009 · Martinsville, In
- F•••• T•••• S••••••••• I••• BD affiliatedJan 25, 2005 to Apr 12, 2007 · New Palestine, In
- R•••••• J•••• • A••••••••• I••• national BDFeb 3, 2003 to Sep 24, 2004 · Greenwood, In
- K•••••• C•••••• M•••••• I••• unclassifiedSep 16, 1999 to Dec 20, 2002 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Dec 1, 2009, registered Nov 30, 2009 (-1 days) · Other
- I••••••••• P••••••••• I••• to I••••• F•••••••• C•••••••••left May 1, 2009, registered Apr 30, 2009 (-1 days) · Other
- F•••• T•••• S••••••••• I••• to I••••••••• P••••••••• I•••left Apr 12, 2007, registered Apr 18, 2007 (6 days) · Other
- R•••••• J•••• • A••••••••• I••• to F•••• T•••• S••••••••• I•••left Sep 24, 2004, registered Jan 25, 2005 (123 days) · Other
- K•••••• C•••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 20, 2002, registered Feb 3, 2003 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address