DFX Intelligence
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Registered advisor
D••••• T••••• P•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseLos Angeles, Ca dual registrantIAPD 2502922
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•• P•••••
At current firm
16 y
since Jul 28, 2010
In the industry
32 y
since Aug 19, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 28, 2010 · Los Angeles, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 24, 2008 to Oct 23, 2009 · Troy, Mi
- L•••••• F•••••••• S•••••••• I••• unclassifiedAug 30, 2005 to Oct 24, 2008 · Troy, Mi
- C••••••• S••••••••• formerApr 24, 2002 to Jun 9, 2003 · Costa Mesa, Ca
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Jul 28, 2010 (278 days) · corporate re-registration, not a move
- L•••••• F•••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 24, 2008, registered Oct 24, 2008 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• to L•••••• F•••••••• S•••••••• I•••left Jun 9, 2003, registered Aug 30, 2005 (813 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address