RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• •••• C••••••
- C•••••• C•••••• P••••••• state registered currentsince Jul 11, 2016 · Chicago, Il
- C•••••• C•••••• P••••••• state registeredJul 11, 2016 to Dec 31, 2023 · Chicago, Il
- C•••••• M••• L•• unclassifiedFeb 14, 2008 to Apr 23, 2009 · Chicago, Il
- V•••• R••••• A•••••••• L•• unclassifiedFeb 1, 2006 to Dec 31, 2007 · Chicago, Il
- C•••••• A•••• M••••••••• I••• unclassifiedMay 29, 2002 to Apr 27, 2007 · Chicago, Il
- C•••••• M••• L•• to C•••••• C•••••• P•••••••left Apr 23, 2009, registered Jul 11, 2016 (2636 days) · Other
- V•••• R••••• A•••••••• L•• to C•••••• M••• L••left Dec 31, 2007, registered Feb 14, 2008 (45 days) · Other
- C•••••• A•••• M••••••••• I••• to V•••• R••••• A•••••••• L••left Apr 27, 2007, registered Feb 1, 2006 (-450 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address