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RIA Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Jul 30, 2025
In the industry
28 y
since Mar 10, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F•••••••• institutional currentsince Jul 30, 2025 · Canandaigua, Ny
- N•• E•••••• S••••••••• C••••••••• formerOct 9, 2003 to Jan 27, 2005 · Norwalk , Ct
- E•••••••• A•••••••• L•• national BDOct 12, 2001 to Oct 18, 2002 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- N•• E•••••• S••••••••• C••••••••• to S•••• F••••••••left Jan 27, 2005, registered Jul 30, 2025 (7489 days) · Other
- E•••••••• A•••••••• L•• to N•• E•••••• S••••••••• C•••••••••left Oct 18, 2002, registered Oct 9, 2003 (356 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address