K••• E•••• K••••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 10, 2025 · Virginia Beach, Va
• N••• F•••••••• G••••• I••• former
  Oct 21, 2008 to Jul 10, 2025 · Virginia Beach, Va
• C•••••• F•••••••• S••••••• unclassified
  Jun 9, 2003 to Oct 21, 2008 · Virginia Beach, Va
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Jun 25, 1999 to Jan 8, 2003 · Virginia Beach, Va

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
• C•••••• F•••••••• S••••••• to N••• F•••••••• G••••• I•••
  left Oct 21, 2008, registered Oct 21, 2008 (0 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to C•••••• F•••••••• S•••••••
  left Jan 8, 2003, registered Jun 9, 2003 (152 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address