RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••• independent RIA currentsince Jun 12, 2026 · Delray Beach, Fl
- N••••••••• A•••••••• L•• unclassifiedFeb 8, 2023 to Sep 15, 2023 · North Kingstown, Ri
- B•••••• I••••••••• A••••••• formerApr 7, 2020 to Jan 21, 2021 · Scottsdale, Az
- N••• F•••••••• G••••• I••• formerMay 21, 2003 to May 10, 2004 · Overland Park, Ks
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 10, 2002 to May 6, 2003 · Shawnee Mission, Ks
- N••••••••• A•••••••• L•• to F•••left Sep 15, 2023, registered Jun 12, 2026 (1001 days) · Other
- B•••••• I••••••••• A••••••• to N••••••••• A•••••••• L••left Jan 21, 2021, registered Feb 8, 2023 (748 days) · Other
- N••• F•••••••• G••••• I••• to B•••••• I••••••••• A•••••••left May 10, 2004, registered Apr 7, 2020 (5811 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••left May 6, 2003, registered May 21, 2003 (15 days) · Other
- M••• P••••• C••••• left N••••••••• A•••••••• L•• for Fmsa (registered 2026-06-12)Sep 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address