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RIA Intelligence
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Registered advisor
M••••••• M•••• B•••••
Feed of 09/15/2026
Also filed as M••••••• M Berger
At current firm
0 y
since Dec 1, 2025
In the industry
32 y
since Sep 12, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Dec 1, 2025 · Mishawaka, In
- R•••••• J•••• • A••••••••• I••• national BDMar 7, 2007 to Dec 4, 2025 · Elkhart, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• E••••••••• L••left Dec 4, 2025, registered Dec 1, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- M••••••• M•••• B••••• left R•••••• J•••• • A••••••••• I••• for L•• E••••••••• L•• (registered 2025-12-01)Dec 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address