RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• P••• G••••
- L••••• B••• F••••••••• L•• state registered currentsince May 7, 2026 · Waterloo, Ne
- G••••• F••• P••••••• unclassifiedAug 1, 2009 to Nov 26, 2018 · Denver, Co
- G••••••• F•••••••• A•••• M••••••••• L•• unclassifiedNov 11, 2004 to Mar 14, 2008 · Denver, Co
- G••••• C•••••• M••••••••• L•• unclassifiedAug 29, 2001 to Jul 28, 2004 · Minneapolis, Mn
- G••••• F••• P••••••• to L••••• B••• F••••••••• L••left Nov 26, 2018, registered May 7, 2026 (2719 days) · Other
- G••••••• F•••••••• A•••• M••••••••• L•• to G••••• F••• P•••••••left Mar 14, 2008, registered Aug 1, 2009 (505 days) · Other
- G••••• C•••••• M••••••••• L•• to G••••••• F•••••••• A•••• M••••••••• L••left Jul 28, 2004, registered Nov 11, 2004 (106 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address