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Registered advisor
J•••••• F•••• D••••••
Feed of 09/15/2026
At current firm
19 y
since May 29, 2007
In the industry
31 y
since May 12, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince May 29, 2007 · Long Island City, Ny
- C••••••• I••••••••• S••••••• unclassifiedJul 12, 2006 to May 29, 2007 · Forest Hills, Ny
- E•••• N••••••• S••••••••• I••• formerJun 29, 2006 to Jul 10, 2006 · East Northport, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Feb 17, 2005 · Syosset, Ny
- Q•••• • R•••••• I••• unclassifiedMay 21, 2004 to Oct 20, 2004 · Forest Hills, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- E•••• N••••••• S••••••••• I••• to C••••••• I••••••••• S•••••••left Jul 10, 2006, registered Jul 12, 2006 (2 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to E•••• N••••••• S••••••••• I•••left Feb 17, 2005, registered Jun 29, 2006 (497 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address