RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• A•••• F•••••
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Mar 29, 2019 · Atlanta, Ga
- P•••••••• I••••••••• A•••••••• I••• formerJan 22, 2007 to Mar 30, 2019 · Atlanta, Ga
- W••••••••• T•••• I••••••••• M••••••••• bank affiliatedFeb 10, 2003 to May 24, 2007 · Atlanta, Ga
- P•••••••• I••••••••• A•••••••• I••• to U••••• C•••••• F•••••••• A•••••••left Mar 30, 2019, registered Mar 29, 2019 (-1 days) · RIA to RIA · moved with a team
- W••••••••• T•••• I••••••••• M••••••••• to P•••••••• I••••••••• A•••••••• I•••left May 24, 2007, registered Jan 22, 2007 (-122 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address