DFX Intelligence
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Registered advisor
A••• J•••••• M••••••
Feed of 09/14/2026
Also filed as A••• J• M••••••
At current firm
20 y
since Sep 28, 2005
In the industry
32 y
since Aug 11, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 28, 2005 · Jacksonville, Fl
- R••••• W• B•••• • C•• I••••••••• mixed wealthMay 15, 1997 to Sep 20, 2005 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- R••••• W• B•••• • C•• I••••••••• to R•••••• J•••• • A••••••••• I•••left Sep 20, 2005, registered Sep 28, 2005 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address