DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Warren Bird
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Richard Warren Bird
At current firm
7 y
since Apr 18, 2019
In the industry
31 y
since Jan 10, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J. W. Cole Advisors, Inc. BD affiliated currentsince Apr 18, 2019 · Springville, Ut
- Global Financial Private Capital, Inc. formerJan 4, 2018 to Apr 18, 2019 · Springville, Ut
- Bfc Planning, Inc. BD affiliatedMar 12, 2012 to Dec 31, 2017 · Springville, Ut
- Cb Financial Advisors unclassifiedSep 23, 2005 to Nov 19, 2012 · Provo, Ut
- Securities America Advisors, Inc. formerAug 4, 2003 to Sep 9, 2005 · Provo, Ut
- Ameriprise Financial Services, LLC national BDJan 11, 1995 to May 8, 2003 · Midvale, Ut
Moves
a registration end followed by a registration begin elsewhere
- Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.left Apr 18, 2019, registered Apr 18, 2019 (0 days) · corporate re-registration, not a move
- Bfc Planning, Inc. to Global Financial Private Capital, Inc.left Dec 31, 2017, registered Jan 4, 2018 (4 days) · Other
- Cb Financial Advisors to Bfc Planning, Inc.left Nov 19, 2012, registered Mar 12, 2012 (-252 days) · Other
- Securities America Advisors, Inc. to Cb Financial Advisorsleft Sep 9, 2005, registered Sep 23, 2005 (14 days) · Other
- Ameriprise Financial Services, LLC to Securities America Advisors, Inc.left May 8, 2003, registered Aug 4, 2003 (88 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address