D•••• M•••••• P••••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 10, 2025 · St. George, Ut
• N••• F•••••••• G••••• I••• former
  Sep 21, 2007 to Jul 10, 2025 · Houston, Tx
• M•• I•••••••• S•••••••• L•• BD affiliated
  Sep 11, 2002 to Oct 3, 2007 · St. George, Ut
• E•••••• P•••• A••••••• I••• unclassified
  Jul 5, 2002 to Sep 5, 2002 · St. George, Ut

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to N••• F•••••••• G••••• I•••
  left Oct 3, 2007, registered Sep 21, 2007 (-12 days) · Other
• E•••••• P•••• A••••••• I••• to M•• I•••••••• S•••••••• L••
  left Sep 5, 2002, registered Sep 11, 2002 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address