DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark M Black
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Nov 12, 2020
In the industry
31 y
since Apr 25, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Nov 12, 2020 · Springfield, Il
- First Allied Advisory Services, Inc. formerJun 19, 2017 to Nov 12, 2020 · Centerville, Oh
- Cambridge Investment Research Advisors, Inc. BD affiliatedJun 1, 2009 to Jun 28, 2017 · Centerville, Oh
- Fsc Securities Corporation formerFeb 5, 2001 to Jun 2, 2009 · Beavercreek, Oh
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- Cambridge Investment Research Advisors, Inc. to First Allied Advisory Services, Inc.left Jun 28, 2017, registered Jun 19, 2017 (-9 days) · Other
- Fsc Securities Corporation to Cambridge Investment Research Advisors, Inc.left Jun 2, 2009, registered Jun 1, 2009 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address