DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mitchell Blair Thornton
Feed of 09/15/2026
At current firm
10 y
since Jul 11, 2016
In the industry
32 y
since Aug 19, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Northern Trust Securities, Inc BD affiliated currentsince Jul 11, 2016 · Chicago, Il
- Moors & Cabot, Inc BD affiliatedAug 11, 2009 to Aug 20, 2010 · San Francisco, Ca
- Banc Of America Investment Services, Inc. unclassifiedAug 22, 2006 to Feb 9, 2009 · San Francisco, Ca
- Wells Fargo Investments, LLC unclassifiedApr 28, 2005 to Aug 21, 2006 · Menlo Park, Ca
- Morgan Stanley Dw Inc. unclassifiedAug 22, 1994 to Apr 20, 2005 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- Moors & Cabot, Inc to Northern Trust Securities, Incleft Aug 20, 2010, registered Jul 11, 2016 (2152 days) · Other
- Banc Of America Investment Services, Inc. to Moors & Cabot, Incleft Feb 9, 2009, registered Aug 11, 2009 (183 days) · Other
- Wells Fargo Investments, LLC to Banc Of America Investment Services, Inc.left Aug 21, 2006, registered Aug 22, 2006 (1 days) · Other
- Morgan Stanley Dw Inc. to Wells Fargo Investments, LLCleft Apr 20, 2005, registered Apr 28, 2005 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address