A••••••• C• A•••••

• M•••• A••••••••• L•• state registered current
  since May 16, 2023 · Tempe, Az
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Mar 12, 2019 to Jul 28, 2021 · Phoenix, Az
• M•••• A••••••••• L•• state registered
  Sep 15, 2011 to Aug 2, 2018 · Tempe, Az
• F•••••••• L••••••••• A•••••••• I••• unclassified
  Oct 31, 2007 to Sep 21, 2009 · Mesa, Az

• N••••••••• M••••• I••••••••• S••••••••• to M•••• A••••••••• L••
  left Jul 28, 2021, registered May 16, 2023 (657 days) · Other
• M•••• A••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
  left Aug 2, 2018, registered Mar 12, 2019 (222 days) · Other
• F•••••••• L••••••••• A•••••••• I••• to M•••• A••••••••• L••
  left Sep 21, 2009, registered Sep 15, 2011 (724 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address