DFX Intelligence
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Feed of 09/14/2026
Also filed as A•• C•••••••• D••••••••• C• G••••••• G••••••• C•••••••• G•••
At current firm
1 y
since Aug 5, 2025
In the industry
30 y
since Jul 1, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 5, 2025 · Florham Park, Nj
- W•••• F•••• A••••••• wirehouseOct 3, 2024 to Apr 16, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 22, 2021 to Oct 3, 2024 · Short Hills, Nj
- M••••• S•••••• wirehouseNov 5, 2020 to Jun 11, 2021 · Morristown, Nj
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 23, 2020 · Mountain Lakes, Nj
- A• G• E•••••• • S•••• I••• unclassifiedJul 27, 2005 to Jan 1, 2008 · Rockaway, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 16, 2025, registered Aug 5, 2025 (111 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 3, 2024, registered Oct 3, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 11, 2021, registered Jun 22, 2021 (11 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Jan 23, 2020, registered Nov 5, 2020 (287 days) · Wirehouse to wirehouse · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address