RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• R••••• W•••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Aug 6, 2025 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedSep 12, 2019 to Aug 4, 2025 · Port Charlotte, Fl
- G• A• R••••• • C•••••• BD affiliatedFeb 16, 2001 to Sep 10, 2019 · Inverness, Fl
- L•• F•••••••• L•• to J• W• C••• A•••••••• I•••left Aug 4, 2025, registered Aug 6, 2025 (2 days) · Affiliated broker-dealer or bank to another
- G• A• R••••• • C•••••• to L•• F•••••••• L••left Sep 10, 2019, registered Sep 12, 2019 (2 days) · Affiliated broker-dealer or bank to another
- T••• R••••• W••• left L•• F•••••••• L•• for J• W• C••• A•••••••• I••• (registered 2025-08-06)Aug 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address