DFX Intelligence
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Registered advisor
K••• R••••• M••••
Feed of 09/14/2026
At current firm
8 y
since Feb 14, 2018
In the industry
32 y
since Jul 14, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · West Des Moines, Ia
- I••••• F•••••••• C••••••••• formerNov 10, 2005 to Feb 14, 2018 · West Des Moines, Ia
- 1••• C•••••• M••••••••• C•••••• unclassifiedOct 20, 2003 to Nov 29, 2005 · West Des Moines, Ia
- E•••••••• A•••••••• L•• national BDJun 7, 2001 to Oct 16, 2003 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
- 1••• C•••••• M••••••••• C•••••• to I••••• F•••••••• C•••••••••left Nov 29, 2005, registered Nov 10, 2005 (-19 days) · Other
- E•••••••• A•••••••• L•• to 1••• C•••••• M••••••••• C••••••left Oct 16, 2003, registered Oct 20, 2003 (4 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address