RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J••••• S••••••••
- W•••• I••••••••• M••••••••• L•• state registered currentsince Mar 30, 2011 · Madison, Wi
- W•••• R••••••• L•• unclassifiedApr 20, 2009 to Nov 24, 2009 · Madison, Wi
- N••••• C•••••• M••••••••• L•• formerDec 14, 2007 to Oct 17, 2008 · Madison, Wi
- W•••• R••••••• L•• to W•••• I••••••••• M••••••••• L••left Nov 24, 2009, registered Mar 30, 2011 (491 days) · Other
- N••••• C•••••• M••••••••• L•• to W•••• R••••••• L••left Oct 17, 2008, registered Apr 20, 2009 (185 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address