RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••••••• L••••••
- G•••••• W••••• A•••••••• L•• state registered currentsince Apr 14, 2021 · Indianapolis, In
- G•••••• W••••• M••••••••• unclassifiedApr 28, 2015 to Sep 30, 2021 · Greenfield, In
- W•••••• • R••• formerAug 14, 2009 to Jun 1, 2010 · Scottsdale, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 20, 2007 to Aug 18, 2009 · Indianapolis, In
- G•••••• W••••• M••••••••• to G•••••• W••••• A•••••••• L••left Sep 30, 2021, registered Apr 14, 2021 (-169 days) · Other · moved with a team
- W•••••• • R••• to G•••••• W••••• M•••••••••left Jun 1, 2010, registered Apr 28, 2015 (1792 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Aug 18, 2009, registered Aug 14, 2009 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address