RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• G•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 21, 2025 · Miami, Fl
- O••••••••• • C•• I••• BD affiliatedJun 8, 2011 to Jul 25, 2025 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 12, 1994 to Jun 18, 2004 · Miami, Fl
- O••••••••• • C•• I••• to R•••••• J•••• • A••••••••• I•••left Jul 25, 2025, registered Jul 21, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••••• G••••• M•••••• I••• to O••••••••• • C•• I•••left Jun 18, 2004, registered Jun 8, 2011 (2546 days) · Other
- M••••• G••••• left O••••••••• • C•• I••• for R•••••• J•••• • A••••••••• I••• (registered 2025-07-21)Jul 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address