RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J•••• F•••••
- N••• C••••••••• BD affiliated currentsince Jul 6, 2010 · Boca Raton, Fl
- C•••••• I••••••••• G••••• L•• unclassifiedMar 6, 2008 to Sep 4, 2009 · C••••••, Il
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 24, 2003 to Aug 9, 2006 · Northbrook, Il
- C•••••• L•• independent RIAMar 11, 2003 to Jun 25, 2003 · Glenview , Il
- C•••••• I••••••••• G••••• L•• to N••• C•••••••••left Sep 4, 2009, registered Jul 6, 2010 (305 days) · Other
- A••••••••• A•••••• S•••••••• I••• to C•••••• I••••••••• G••••• L••left Aug 9, 2006, registered Mar 6, 2008 (575 days) · Other
- C•••••• L•• to A••••••••• A•••••• S•••••••• I•••left Jun 25, 2003, registered Jun 24, 2003 (-1 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address