RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• P•••••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Sep 20, 2023 · Boynton Beach, Fl
- B••• S••••••••• L•• formerJan 2, 2013 to Nov 5, 2013 · Boca Raton, Fl
- S•••• • S••••••••• L•• formerNov 23, 2010 to Jan 2, 2013 · Boca Raton, Fl
- S••••••• I••••••••• S•••••••• I••• formerApr 27, 2010 to Nov 8, 2010 · Miami, Fl
- P••••••••• E••••• G••••• L•• unclassifiedAug 10, 2001 to Feb 28, 2003 · Orlando, Fl
- B••• S••••••••• L•• to F•••• T•••• S••••••••• I•••left Nov 5, 2013, registered Sep 20, 2023 (3606 days) · Other
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to S•••• • S••••••••• L••left Nov 8, 2010, registered Nov 23, 2010 (15 days) · Other
- P••••••••• E••••• G••••• L•• to S••••••• I••••••••• S•••••••• I•••left Feb 28, 2003, registered Apr 27, 2010 (2615 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address