DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• C••••••• K•••••

H• W••••• P••••••• L••state registeredLong Beach, Cadual registrantIAPD 2523397

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Brad K•••••

At current firm

2 y

since Jun 14, 2024

In the industry

22 y

since Aug 24, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H• W••••• P••••••• L•• state registered current
since Jun 14, 2024 · Long Beach, Ca
W•••••• I••••••••• S••••••••• former
Feb 11, 2009 to Apr 19, 2024 · Pasadena, Ca
V•••••• K••••• • A••••••••• L•• unclassified
May 19, 2008 to Feb 9, 2009 · El Segundo, Ca
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Feb 27, 2006 to Feb 10, 2009 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••••• I••••••••• S••••••••• to H• W••••• P••••••• L••
left Apr 19, 2024, registered Jun 14, 2024 (56 days) · Affiliated broker-dealer or bank to a state-registered adviser
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to V•••••• K••••• • A••••••••• L••
left Feb 10, 2009, registered May 19, 2008 (-267 days) · Other
V•••••• K••••• • A••••••••• L•• to W•••••• I••••••••• S•••••••••
left Feb 9, 2009, registered Feb 11, 2009 (2 days) · Other

Signals

B•••••• C••••••• K••••• left W•••••• I••••••••• S••••••••• for H• W••••• P••••••• L•• (registered 2024-06-14)
Apr 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address