RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••• H•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Northport, Al
- W••••• S••••• S••••••••• I••• formerMay 24, 2006 to Sep 3, 2013 · Northport, Al
- W••••• S••••• A••••••• I•• unclassifiedOct 13, 1993 to Nov 2, 2006 · Northport, Al
- W••••• S••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Sep 3, 2013, registered Jun 29, 2023 (3586 days) · Other
- W••••• S••••• A••••••• I•• to W••••• S••••• S••••••••• I•••left Nov 2, 2006, registered May 24, 2006 (-162 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 53derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address