DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• C••••••••• B••••••
Feed of 09/14/2026
Also filed as B•••• C• B••••••
At current firm
13 y
since Jan 11, 2013
In the industry
31 y
since Oct 26, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•••••• S•••••••• L•• former currentsince Jan 11, 2013 · Lombard, Il
- A••••• A•••••• S•••••••• L•• formerJan 11, 2013 to Dec 31, 2014 · Lombard, Il
- L•• F•••••••• L•• BD affiliatedAug 3, 1999 to Aug 20, 2013 · Palatine, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••• A•••••• S•••••••• L••left Aug 20, 2013, registered Jan 11, 2013 (-221 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address