DFX Intelligence
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Registered advisor
K••• R••• M•••
Feed of 09/14/2026
Also filed as K••• M•••
At current firm
10 y
since Dec 28, 2015
In the industry
19 y
since May 10, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 28, 2015 · Jacksonville, Fl
- M•• F•••••••• S•••••••• I••• formerJul 11, 2008 to Apr 12, 2013 · Oak Brook, Il
- S••••••• I••••••••• I••• formerMay 10, 2007 to Jul 10, 2008 · Rosemont, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2013, registered Dec 28, 2015 (990 days) · Other
- S••••••• I••••••••• I••• to M•• F•••••••• S•••••••• I•••left Jul 10, 2008, registered Jul 11, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address