DFX Intelligence
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Registered advisor
J•••• C••••••••• B••••
Feed of 09/15/2026
At current firm
4 y
since Jun 3, 2022
In the industry
14 y
since May 23, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 3, 2022 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseDec 19, 2018 to Jun 1, 2022 · San Francisco, Ca
- R•• C•••••• M••••••• L•• national BDJun 7, 2016 to Dec 19, 2018 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseOct 1, 2014 to Jun 13, 2016 · Walnut Creek, Ca
- R•• C•••••• M••••••• L•• national BDMay 24, 2012 to Oct 13, 2014 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jun 1, 2022, registered Jun 3, 2022 (2 days) · Wirehouse to wirehouse · moved with a team
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Dec 19, 2018, registered Dec 19, 2018 (0 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Jun 13, 2016, registered Jun 7, 2016 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••left Oct 13, 2014, registered Oct 1, 2014 (-12 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJun 1, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address