RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Dec 5, 2022 · Nacogdoches, Tx
• O•••• I••••••••• I••• BD affiliated
  Oct 3, 2016 to Nov 30, 2022 · Shreveport, La
• A••••••••• F•••••••• S•••••••• L•• national BD
  Mar 4, 2010 to Oct 3, 2016 · Shreveport, La
• M••••• K••••• • C••••••• L•• former
  Feb 26, 2008 to Dec 22, 2009 · Minden, La

• O•••• I••••••••• I••• to L•• F•••••••• L••
  left Nov 30, 2022, registered Dec 5, 2022 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to O•••• I••••••••• I•••
  left Oct 3, 2016, registered Oct 3, 2016 (0 days) · Other
• M••••• K••••• • C••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Dec 22, 2009, registered Mar 4, 2010 (72 days) · Other

• J•••• H••••• P••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2022-12-05)
  Nov 30, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address