DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• D••••• M•••••
Feed of 09/14/2026
At current firm
0 y
since Oct 14, 2025
In the industry
31 y
since Nov 11, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 14, 2025 · Ambler, Pa
- C•••••••• F•••••••• G•••• A••••••• formerMay 23, 2014 to Dec 31, 2016 · Amber, Pa
- C••••• • A••••••••• I••• independent RIAJul 28, 2011 to Mar 20, 2014 · Ambler, Pa
- S••••• F•••••••• G•••• I•• formerJul 13, 2007 to Aug 1, 2011 · Ambler, Pa
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to W•••• I••••••••• A•••••••• L••left Dec 31, 2016, registered Oct 14, 2025 (3209 days) · Other
- C••••• • A••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Mar 20, 2014, registered May 23, 2014 (64 days) · Other
- S••••• F•••••••• G•••• I•• to C••••• • A••••••••• I•••left Aug 1, 2011, registered Jul 28, 2011 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address