DFX Intelligence
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Registered advisor
M•••••• W•••• L•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• W•••• L•••••
At current firm
8 y
since Nov 29, 2017
In the industry
27 y
since Feb 22, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2017 · Brandon, Fl
- I••••••••• C•••••• O• A••••••• I••• formerApr 11, 2002 to Dec 6, 2017 · Brandon, Fl
- I••••• F•••••••• C••••••••• formerFeb 22, 1999 to Apr 4, 2002 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• C•••••• O• A••••••• I••• to L•• F•••••••• L••left Dec 6, 2017, registered Nov 29, 2017 (-7 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to I••••••••• C•••••• O• A••••••• I•••left Apr 4, 2002, registered Apr 11, 2002 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address