DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P•••••• W••••• K•••••••
Feed of 09/15/2026
At current firm
14 y
since May 8, 2012
In the industry
28 y
since Sep 2, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••••• B••••• B• L•• no RAUM currentsince May 8, 2012 · Tampa, Fl
- M•••••• L•••• T•••• C•••••• unclassifiedAug 30, 2004 to Nov 28, 2006 · Saint Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 30, 2004 to May 1, 2012 · Saint Petersburg, Fl
- I••••• F•••••••• C••••••••• formerFeb 13, 2003 to Jul 15, 2004 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••••• B••••• B• L••left May 1, 2012, registered May 8, 2012 (7 days) · Other
- M•••••• L•••• T•••• C•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 28, 2006, registered Aug 30, 2004 (-820 days) · Other
- I••••• F•••••••• C••••••••• to M•••••• L•••• T•••• C••••••left Jul 15, 2004, registered Aug 30, 2004 (46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address