DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Karen Lynn Buckley

LPL Enterprise, LLCBD affiliatedVienna, Vadual registrantIAPD 2536939

Feed of 09/14/2026

Also filed as Karen Lynn Buckley-Camp

At current firm

1 y

since Nov 14, 2024

In the industry

32 y

since Sep 14, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Nov 14, 2024 · Vienna, Va
Pruco Securities, LLC no RAUM
Sep 10, 2024 to Nov 14, 2024 · Vienna, Va
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Sep 17, 2024 · Rockville, Md
Msi Financial Services, Inc. former
Mar 25, 2015 to Mar 25, 2017 · Rockville, Md

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
MML Investors Services, LLC to Pruco Securities, LLC
left Sep 17, 2024, registered Sep 10, 2024 (-7 days) · Affiliated broker-dealer or bank to another
Msi Financial Services, Inc. to MML Investors Services, LLC
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Signals

Karen Lynn Buckley left Mml Investors Services, Llc for Pruco Securities, Llc (registered 2024-09-10)
Sep 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address