RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P••••• L•••••••••
- A•••• W••••• A••••••• state registered currentsince Jul 8, 2025 · San Diego, Ca
- D• W••••• M••••••••• G•••• state registered currentsince Mar 13, 2018 · San Diego, Ca
- F•••• F•••••••• E••••• C••••••••• formerSep 27, 2012 to Jan 5, 2018 · San Diego, Ca
- J•• C•••••• A••••••• L•• formerJul 7, 2011 to Sep 26, 2012 · San Diego, Ca
- W•• S••••••••• unclassifiedAug 23, 2000 to Jun 30, 2011 · San Diego, Ca
- F•••• F•••••••• E••••• C••••••••• to D• W••••• M••••••••• G••••left Jan 5, 2018, registered Mar 13, 2018 (67 days) · Other · moved with a team
- J•• C•••••• A••••••• L•• to F•••• F•••••••• E••••• C•••••••••left Sep 26, 2012, registered Sep 27, 2012 (1 days) · Other
- W•• S••••••••• to J•• C•••••• A••••••• L••left Jun 30, 2011, registered Jul 7, 2011 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address