P••••••• A•• L••••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Jan 25, 2022 · Murray, Ky
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Feb 18, 2022 · Nashville, Tn
• M••••• K••••• • C••••••• L•• former
  Jul 28, 2004 to Feb 13, 2013 · Murray, Ky
• U•••• P••••••• I••••••••• A•••••••• I••• unclassified
  Aug 15, 2001 to Aug 6, 2004 · Murray, Ky

• R•••••• J•••• • A••••••••• I••• to R••••• W• B•••• • C•• I•••••••••
  left Feb 18, 2022, registered Jan 25, 2022 (-24 days) · Affiliated broker-dealer or bank to independent RIA
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• U•••• P••••••• I••••••••• A•••••••• I••• to M••••• K••••• • C••••••• L••
  left Aug 6, 2004, registered Jul 28, 2004 (-9 days) · corporate re-registration, not a move

• ••• Locked
  Feb 18, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address