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Registered advisor
J•••• F•••• W•••••
Feed of 09/14/2026
Also filed as J•••• F•••• W•••••
At current firm
23 y
since Aug 15, 2003
In the industry
31 y
since Nov 11, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 15, 2003 · Williamstown, Ky
- W••••• F•••••••• S••••••• I••• unclassifiedFeb 19, 2004 to Dec 31, 2015 · Dry Ridge, Ky
Moves
a registration end followed by a registration begin elsewhere
- W••••• F•••••••• S••••••• I••• to no registered destinationleft Dec 31, 2015 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address