RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• F••••••• J••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 23, 2025 · Barrington, Il
- W••••••• I••••••••• formerDec 8, 2006 to Jan 23, 2025 · Barrington, Il
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Dec 11, 2006 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedJul 26, 1999 to Jul 6, 2005 · Arlington Heights, Il
- W••••••• I••••••••• to L•• F•••••••• L••left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to W••••••• I•••••••••left Dec 11, 2006, registered Dec 8, 2006 (-3 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address